Discovery is a central step in all lawsuits. Perhaps even more so in employment cases. Since, in almost every employment suit, the employer has 90% of the pertinent documents. But, the discovery obligations apply to both sides. In one recent case, Hernandez v. Results Staffing, Inc., No. 4:14-CV-182 (N.D. Tex. Sept. 1, 2017), the plaintiff, Jose Hernandez called in sick the day after his Reserve drill weekend. On Monday, Mr. Hernandez told his boss that he had to go to the Emergency Room, because he aggravated a bad back while at drill the prior weekend.
RSI then fired Hernandez, because he did not call in four hours prior to his sick day. Hernandez filed suit under the Uniformed Services Employment and Reemployment Act (USERRA). Under USERRA, a Reservist is entitled to time off as necessary to treat an injury sustained while on military duty. As is normal in such suits, the employer asked for his medical records related to the ER visit. The plaintiff produced a return-to-work medical note and that was all. The Plaintiff also signed a medical release, which would allow the employer to obtain Hernandez’ medical records on their own.
The Fax Machine
Just a few days before trial, the Plaintiff’s attorney, Ryan Ray, came into possession of the medical records related to Hernandez’ ER visit. He faxed them to the Defendant. But, unknown to Mr. Ray, the fax did not go through. Among those records was a document stating that Hernandez came in mainly due to a headache, but also due to lower back pain.
The suit was before the infamous Judge McBryde in Ft. Worth, Texas. In a bench trial, Judge McBryde found in favor of the employer. Hernandez appealed and the Fifth Circuit reversed the finding and found in favor of the plaintiff. A key issue was the reason for Hernandez’ ER visit. At the oral hearing before the Fifth Circuit, the court asked the defense lawyer if there was any rebuttal evidence to Hernandez’ claim that he went to ER due to back problems incurred at his drill weekend. The defense lawyer told the court no.
All this time, the Defendant never requested Mr. Hernandez’ medical records themselves. They had his signed release and could have done so. But, they did not.
Additional Discovery
Over a year later, the Defendant did come into possession of the ER records – apparently as part of litigation over Mr. Hernandez’ damages. The employer then submitted a rare Fed. R.Civ.Pro. Rule 60(b) for relief from judgment and and Rule 37 motion for sanctions. The Plaintiff defended himself on three grounds:
- the Fifth Circuit rendered the judgment. Therefore, the district court (Judge McBryde) lacked jurisdiction,
- the employer had an opportunity to obtain the records, but did not do so, and
- the plaintiff complied with his discovery obligations by providing the employer a signed release.
It probably does not need to be said that the plaintiff lost before Judge McBryde. So, the real appeal was at the Fifth Circuit. But, the higher court was at least as dismissive of the plaintiff’s arguments.
The appellate court noted rightly that the obligation to produce medical records in your possession is not satisfied by providing a signed release. If the party has records that have been requested, he must provide them. Period. But, with all the fuss over this breach of discovery obligations, both Judge McBride and the Fifth Circuit were laser focused on the ER medical record. The medical document said the chief complaint was headaches. The two court opinions mention only in passing the concomitant lower back pain. The district court flat accused the Plaintiff and his wife of lying at trial – apparently because neither one mentioned the headaches. They both only discussed the terrible back pain.
The Fifth Circuit was equally accusatory, finding support in the record for the finding that Mr. Hernandez and his wife had lied. It appears none of the judges considered that Hernandez likely went to ER with both headaches and lower back pain. But, the testimony at trial would have been different if the defense attorney knew that Hernandez also complained about headaches.
Release of Medical Records
Regarding Plaintiff’s argument that he did provide a signed release, the Fifth Circuit noted correctly that the Federal rules do not allow gamesmanship and deception. In the Fifth Circuit’s view, providing a signed release simply meant the plaintiff knew there were risky medical records out there, but was hoping the employer would not find them. My opinion, that assumption is not based on the record. If the plaintiff really wanted to hide medical records, he would not have signed a medical release.
The Fifth Circuit then found that the plaintiff had prevailed due to misconduct. That misconduct included the failure to disclose Mr. Hernandez’ medical records those few days before the trial. The higher court found that Mr. Ray had deliberately suppressed the discovery material. He certainly must have been aware of the records when he appeared before the Fifth Circuit the first time. At that oral hearing, he would have heard the defense attorney tell the court that there was no counter-vailing evidence to the claim that Hernandez went to ER due to a military related injury. So, on their second appeal to the Fifth Circuit, the appellate court affirmed the district court’s relief from judgment – meaning it allowed the district court to remove the judgment in favor of the plaintiff. See Hernandez v. Results Staffing, Inc. 907 F.3d 354 (5th Cir. 2018).
The Plaintiff then filed a motion to reconsider at the district court level and lost. The parties then reached a settlement.
Sanctions
At that point, the district court severed attorney Ray from the original lawsuit and started an action addressing Mr. Ray’s alleged suppression of evidence. The judge initiated an action to disbar Mr. Ray from the Northern District of Texas. The Judge eventually did so. Mr. Ray then appealed.
But, the decision was largely foregone at this point. One district judge and one court of appeals panel had already found that Mr. Ray deliberately suppressed discovery material. On appeal a new panel of appellate judges found that Mr. Ray failed to comply with his discovery obligations. The court agreed that disbarment from the Northern District of Texas was appropriate. See In Re Ray, 951 F.3d 650 (5th Cir. 2020).
Reality
In reality, what likely happened was that Mr. Ray thought he had faxed the material. But, he should have known the fax did not go through. Fax machines and fax services always notify the sender if a fax was successful or not. Mr. Ray should have retained such a confirmation as proof. Either he did not save the confirmation or he did not look for it. Too, it was unwise to argue a technical issue regarding jurisdiction. If Mr. Ray simply admitted to a foul-up in his office, things might have turned out differently. He might have done better if he had simply accepted some responsibility for not providing the medical records.
Too, the problem for the plaintiff is that he likely suffered both headaches and back pain on that fateful Monday. His back pain stemmed from his service in the Iraq war. But, with all the fuss over what his lawyer did or did not do, it was easy for the district court – the infamous Judge McBryde – to lose focus on the full range of complaints Mr. Hernandez presented to ER. Judge McBryde was sanctioned by the Fifth Circuit in 1997. It is rare as snow in July for a Federal judge to be sanctioned. He was known to abuse lawyers. But, he particularly abused plaintiff lawyers.









